Guidance for Public Body Submission Form
In an expedited inquiry of a decision to disregard a request under section 9 of ATIA, a public body is required to provide the information set out in the: “Expedited Inquiry – Review of a Disregard Decision under ATIA Section 9” (the Form). In addition to filling out the Form, a public body should provide copies of all of its records under the ATIA Regulation, section 5(4) requires a public body document its decisions and actions regarding the access request at issue. A public body should provide any additional information it believes relevant to the decision under section 9, such as evidence of previous requests and responses involving the applicant, or other relevant interactions.
Part A of the Form requires contact information for a public body.
Part B of the Form requires additional background information about the access request and decision to disregard. Notably, if a decision to disregard a request was not made by the head of a public body, a copy of the written delegation under ATIA section 87 must be provided.[8]
Part C of the Form requires information about every reasonable effort taken by a public body to assist an applicant before the decision was made to disregard the request.
A public body may not be required to fill out the entirety of Part C. It should fill out only those portions that apply to the decision under review. For example, if a public body did not determine that a request was overly broad or incomprehensible under ATIA section 9(1)(e), it does not need to provide information as to how it engaged with an applicant to narrow a request that was overly broad or to make an incomprehensible request comprehensible in accordance with the ATIA Regulation.
A public body is required to provide the information set out in ATIA Regulation section 5(2), including:
a) the size of the public body;
b) the number of hours required to assist or respond to the applicant;
c) the number of staff required to assist or respond to the applicant; and
d) the impact on the regular operations of the public body.
If a public body has determined that providing access would unreasonably interfere with the operations of the public body, it is required to provide the information set out in ATIA Regulation section 5(3).
Part D of the Form requires information about the decision to disregard the request. As with Part C (Duty to Assist) above, a public body is not required to fill out the entirety of Part D. A public body should select all subsections of section 9 that it applied in its decision to disregard the applicant’s access request(s). Please note the public body should fill out the Form only for the subsections that were relied on in making the decision.[9]
As previously discussed, a public body must demonstrate that it met its duty to assist prior to deciding to disregard a request. Below is a non-exhaustive table of factors for each subsection of ATIA section 9 a public body may consider when it decides to disregard an access request.
Section 9(1)(a)
Responding to the request would unreasonably interfere with the operations of the public body or amount to an abuse of the right to make a request because the request has been made repeatedly or in a systematic nature
A public body must demonstrate it met its duty to assist before deciding to disregard the request. In order to apply subsection 9(1)(a) of ATIA, a public body must be satisfied that both requirements of this provision are met. This means that: 1) responding to the request would unreasonably interfere with the operations of the public body OR would amount to an abuse of the right to make a request 2) BECAUSE the request has been made repeatedly OR in a systematic nature.
A public body must explain its reasons for deciding that at least one of the factors for both points 1) and 2) above are satisfied.
Information that may assist the Commissioner in a review of the public body’s decision under this subsection includes:
Would unreasonably interfere with the operations of the public body
Any access request will interfere with a public body’s operations to some extent. A public body bears the burden to establish that the request at issue would unreasonably interfere with its operations, i.e. describe the public body’s operations and explain how the access request varies from a typical request that the public body processes.
In reviewing the public body’s decision, the Commissioner may consider evidence about the following factors that support the public body’s decision under this section:
- The size of the public body
- The number of hours required to provide the applicant with access to a record
- The number of staff required to provide the applicant with access to a record
- The regular duties of the staff whose involvement is required to provide the applicant with access to a record
- The impact on the regular operations of the public body
OR
Amount to an abuse of the right to make a request
A public body should explain its decision for determining that the request amounts to an abuse of the right to make a request.
AND
Repeatedly
A request is repetitious if it has been made for the same records or information more than once. If relying on this factor, a public body should provide evidence of the applicant’s previous requests that demonstrate the request for the same records or information has been made previously (e.g. the wording is similar or identical, or the responsive records are the same). The public body should clarify whether some or all of the request(s) at issue have been made repeatedly.
OR
Systematic nature
A request that has been made in a systematic nature includes a pattern of conduct that is regular or deliberate. If relying on this factor in its reasons for decision, a public body should refer to evidence of the applicant’s previous requests or other behaviours that demonstrate the request has been made in a systematic nature.
Section 9(1)(b)
The request is abusive, threatening, frivolous or vexatious, or is made in an abusive or threatening manner.
A public body must demonstrate it met its duty to assist before deciding to disregard the request and in its decision, must explain its reasons for finding the request is abusive or threatening, or frivolous or vexatious, or is made in an abusive or threatening manner. The public body may refer to information to support its decision, such as the applicant’s history or interactions with the public body, or other circumstances that support the public body’s decision under this section.
Section 9(1)(c)
The information the request relates to has already been provided to the applicant or has been made available to the public under section 90 or 91.
A public body must demonstrate it met its duty to assist before deciding to disregard the request. In its decision, the public body must explain its reasons for deciding the information the request relates to has already been provided to the applicant OR that the information has been made available to the public under section 90 or 91.
Has already been provided to the applicant
If the public body made its decision under this section, it should:
- Provide information about the previous information that was provided to the applicant and when that information was provided
- Explain how the previous information provided relates to the current request
- Provide clarification as to whether all of the information requested has been provided, or only some, and if not all, explain what information has not been provided to the applicant.
OR
Has been made available to the public under section 90 or 91
The information the request relates to has been made available to the public under section 90 or 91. These sections state:
Records available without request
90(1) The head of a public body may specify categories of records that are in the custody or under the control of the public body and are available to the public without a request for access under this Act.
(2) Any information that the head of a public body would be authorized or required to refuse to give access to under this Act may be excluded from a record that is available to the public without a request for access under this Act.
(3) The head of a public body may require a person who asks for a copy of an available record to pay a fee to the public body, unless such a record can otherwise be accessed without a fee.
(4) Subsection (1) does not limit the discretion of the Government of Alberta or a public body to release records that do not contain personal information.
(5) Despite anything to the contrary in this Act, there is no right to request a review in relation to a decision respecting whether to make a record available to the public under this section.
Access to manuals, handbooks and guidelines
91(1) The head of every public body must make any manual, handbook or other guideline used by employees of the public body in decision‑making processes that affect the public available to the public without a request for access under this Act.
(2) Any information that the head of a public body would be authorized or required to refuse to give access to under this Act may be excluded from the manuals, handbooks or other guidelines that must be made available to the public under subsection (1).
(3) The head of a public body may require a person who asks for a copy of a manual, handbook or other guideline to pay a fee to the public body unless the manual, handbook or other guideline can otherwise be accessed without a fee.
(4) Subsection (1) does not limit the discretion of the Government of Alberta or a public body to release a manual, handbook or other guideline that does not contain personal information.
If the public body made its decision under this section it should:
- Describe what information has been made available to the public and how it can be accessed
- Confirm when the applicant was notified the information was available to the public (and provide copies of the relevant correspondence)
- Explain how the information available to the public is the same as that being requested by the applicant
- Confirm whether all of the information requested by the applicant is available to the public under section 90 or 91, and if it is not all available, describe which parts of the applicant’s request are not available to the public and whether that information will be provided to the applicant.
Section 9(1)(d)
Despite receiving further information from an applicant under section 7(3), the request does not meet the requirements of section 7(2)(c) because the public body does not have information that is sufficiently clear to enable the public body to locate and identify the record within a reasonable time with reasonable effort.
A public body that has made a decision under section 9(1)(d) must demonstrate that it met its duty to assist and provide the following:
- A copy of the public body’s request for further information under section 7(3),
- A copy of the applicant’s response to the public body’s request for further information under section 7(3), and
- Confirmation that the applicant was notified that the request has been disregarded by the public body within 30 days after receiving the applicant’s response
Section 9(4) of ATIA states:
(4) Despite subsection (3), if the applicant’s request is being disregarded under subsection (1)(d), the public body must notify the applicant that the applicant’s request has been disregarded within 30 days after receiving the applicant’s response to the public body’s request for further information under section 7(3).
The public body must explain its reasons for deciding that despite receiving further information from an applicant under section 7(3) the request does not meet the requirements of section 7(2)(c) because the public body does not have information that is sufficiently clear to enable the public body to locate and identify the record within a reasonable time with reasonable effort.
Sufficiently clear to enable the public body to locate and identify the record within a reasonable time with reasonable effort
If the public body made its decision under this section it should:
- Explain why it decided the applicant’s response was not sufficiently clear, i.e. explain what is unclear about the request
- Re Locate and identify – Explain why the public body is unable to locate and identify the responsive record(s) – this may include information about the public body’s records management system such as where physical or electronic records are stored or other relevant information that prevents the public body from responding to the request
- Re reasonable time with reasonable effort – Explain what the public body would consider a reasonable time to locate and identify the record and why this request does not meet that standard. Also explain what the public body would consider a reasonable effort and why this request does not meet that standard. A public body should include other relevant information such as whether it extended its time to respond under ATIA section 16.
- Information about the public body’s usual procedures for locating and identifying records, as well as information about its usual timelines for processing requests will be of assistance in reviewing decisions under this section.
Section 9(1)(e)
The request is overly broad or incomprehensible
A public body must demonstrate it met its duty to assist before deciding to disregard the request and explain its reasons for deciding the request is overly broad or incomprehensible.
ATIA Regulations sections 5(1)(a)(ii) and (iii) require a public body to engage with an applicant in a way that provides an applicant with every reasonable opportunity to narrow a request that is overly broad or make an incomprehensible request comprehensible. A public body should provide copies of its communications with the applicant and the applicant’s response (if any). If the public body did not seek any additional clarification, it should explain its reasons for not doing so.
- Overly broad – Access requests can be broad. The public body should explain its reasons for deciding the request is overly broad, and include information as to whether it attempted to narrow the request with the applicant. The public body should also include any response from the applicant. The public body may include information about the number of responsive records, the time required to respond, or other factors that the public body considered would impact its response.
OR
- Incomprehensible – the public body should explain its reasons for deciding the request is incomprehensible, and include information as to whether it attempted to clarify the request with the applicant. The public body should also include any response from the applicant.
Part E of the Form permits a public body to provide additional relevant information. A public body may provide this information in a separate document or affidavit. It is not required to fit on the Form.
Part F of the Form sets out a final checklist of documents required by a Public Body in an expedited inquiry reviewing a decision under section 9 of ATIA.
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