P2019-ND-041

Franklin Templeton Investments Corp.

On February 19, 2016, the Organization inadvertently mailed tax slips to investors at invalid addresses. The addresses had been identified by the Organization as invalid where mailings had been returned because the investor had moved and failed to notify the Organization, or the investor had provided an inaccurate or incomplete address. The incident was discovered on August 22, 2016.

File Type: pdf
Categories: 2019
Tags: Unauthorized disclosure