Between May 19, 2011 and July 18, 2011, suspicious account activity was noted for client accounts serviced by the Hein Financial Group. The Organization investigated and found that some clients personal information was accessed on an unauthorized basis between March 14, 2011 and July 11, 2011. It is believed that the unauthorized party gained access to some accounts by using the password of an employee to access an online database. In some cases, the unauthorized party was able to successfully redeem and misappropriate funds.

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Categories: 2011